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Huntsville, AL • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2025-10-29 |
| AL | RA | APPROVED | 2023-01-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Birmingham | AL | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Birmingham | AL | 11/2016 | 01/2023 |
| Franklin Street Capital Llc | Huntsville | AL | 01/2023 | Present |
RENTAL PROPERTY; NON INVESTMENT RELATED; MADISON,AL; 100% OWNERSHIP; START 6/05; 0 HRS PER MONTH 0 DURING TRADING MARY KAY; NON-INV; MADISON, AL; CONSULTANT; START: 11/21/2014; HOURS: 10 PER MONTH - 0 DURIING TRADING; DUTIES: COSMETICS SALES
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-12-16 |
| S63 | Uniform Securities Agent State Law Examination | 2001-11-30 |
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