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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-10-24 |
| TX | RA | APPROVED_RES | 2015-10-13 |
| CT | RA | APPROVED | 2015-10-12 |
Branch Locations
One Bryant Park Gwim Chief Investment Office (Cio), New York, NY 10036 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Stamford | CT | 10/2015 | Present |
| Bank Of America, N.A. | Stamford | CT | 12/2015 | Present |
| Altium Wealth Management | Purchase | NY | 03/2023 | 03/2023 |
RICHILL ASSOCIATES LLC / 425 BRUSHY RIDGE RD NEW CANAAN,CT 06840 / OTHER/ REAL ESTATE / REAL ESTATE / OTHER / MEMBER OF THE LLC / START DATE 1/1/1996 TWO MORAND ASSOCIATES LLC/ 425 BRUSHY RIDGE RD NEW CANAAN,CT 06840 / OTHER/ REAL ESTATE / REAL ESTATE / OTHER / MEMBER OF THE LLC / START DATE 1/1/2002 MIDTOWN REALTY ASSOCIATES / / 425 BRUSHY RIDGE RD NEW CANAAN,CT 06840 / OTHER/ REAL ESTATE / REAL ESTATE / OTHER / MEMBER OF THE LLC / START DATE 2/1/1979 PETER K UNDERHILL & ASSOCIATES LLC / 425 BRUSHY RIDGE RD NEW CANAAN,CT 06840 / OTHER/ REAL ESTATE / REAL ESTATE / OTHER / MEMBER OF THE LLC / START DATE 1/1/1998 I* 1817344 For profit or not for profit: Entity Governmental Name of outside business organization: City of Norwalk Recreation & Parks Department Investment related: no Address of business: Norwalk, CT, 06851 Nature of business: Governmental Organization Position, title, association: Consultant/Independent Contractor Start date of relationship: 05/06/2024 Number of hours devoted: 2 weekly Number of hours devoted during trading hours: 0 Duties: The entity sets up and administers recreational programs. I would act as an umpire for recreational softball games.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2014-06-02 |
| S65 | Uniform Investment Adviser Law Examination | 2009-12-03 |
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