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Current Employers
Ausdal Financial Partners, Inc.

5187 Utica Ridge Rd, Davenport, IA 52807 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2025-04-10
  • PA RA
    APPROVED
    Since 2025-04-10

Branch Locations

2000 Smallman Street, Suite 204, Pittsburgh, PA 15222 • United States

43 N. Broad Street, Canfield, OH 44406 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lincoln Financial Securities Corporation Pittsburgh PA 07/2008 10/2017
American Portfolios Financial Services, Inc. Holbrook NY 10/2017 10/2024
Osaic Wealth, Inc. Scottsdale AZ 10/2024 04/2025
Ausdal Financial Partners, Inc Davenport IA 04/2025 Present
  • 07/2008 → 10/2017
    Lincoln Financial Securities Corporation
    Pittsburgh, PA
  • 10/2017 → 10/2024
    American Portfolios Financial Services, Inc.
    Holbrook, NY
  • 10/2024 → 04/2025
    Scottsdale, AZ
  • 04/2025 → Present
    Davenport, IA
Previous Registrations
  • 2024-10-11 → 2025-04-15
    Canfield, OH
    Pittsburgh, PA
    Scottsdale, AZ
  • 2017-10-23 → 2024-10-11
    American Portfolios Advisors, Inc
    Holbrook, NY
  • 2008-08-19 → 2017-11-02
    Osaic Fs, Inc.
    Pittsburgh, PA
    Pittsburgh, PA
Other Businesses

T/V BROKERAGE, INC.; INVESTMENT RELATED; PITTSBURGH, PA; INSURANCE/GROUP EMPLOYEE BENEFITS PLANS; AGENT; ACTIVITY BEGAN 1998; I DEVOTE 100-120 HOURS PER MONTH TO THIS ACTIVITY WITH APPX 20 OF THOSE HOURS DURING TRADING HOURS; SALES, SERVICE AND PROCESSING GROUP BENEFITS AND INSURANCE NEEDS FOR CLIENTS. I ALSO HANDLE BOOKKEEPING FOR T/V BROKERAGE, INC.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-08-14
S63 Uniform Securities Agent State Law Examination 1997-12-02
  • S66 Uniform Combined State Law Examination
    2008-08-14
  • S63 Uniform Securities Agent State Law Examination
    1997-12-02
Other Names
  • Rosemary Tomassi-Bakes
  • Rosemary Tomassi - Bakes

View on SEC IAPD

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