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Current Employers
Sound Income Strategies, Llc

500 W Cypress Creek Road Suite 290, Fort Lauderdale, FL 33309 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2015-01-20
  • NJ RA
    APPROVED
    Since 2015-01-20

Branch Locations

Lumberton, NJ • United States

500 W Cypress Creek Road Suite 290, Fort Lauderdale, FL 33309 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Aponte Financial Services Fairless Hills PA 03/2000 07/2023
Newtown Wealth Management Inc. (145744) Newtown PA 09/2010 05/2017
Sound Income Strategies, Llc New York NY 01/2015 Present
Aponte Fincnail Services Llc Lumberton NJ 07/2023 Present
  • 03/2000 → 07/2023
    Aponte Financial Services
    Fairless Hills, PA
  • 09/2010 → 05/2017
    Newtown Wealth Management Inc. (145744)
    Newtown, PA
  • 01/2015 → Present
    New York, NY
  • 07/2023 → Present
    Aponte Fincnail Services Llc
    Lumberton, NJ
Previous Registrations
  • 2010-09-27 → 2017-05-26
    Newtown Wealth Management Inc.
    Newtown, PA
Other Businesses

1. APONTE FINANCIAL SERVICES LLC - DBA; INVESTMENT RELATED; 212 W ROUTE 38, SUITE 200, MOORESTOWN, NJ 08057. SALES OF FIXED INSURANCE AND FIXED ANNUITY PRODUCTS. STARTED 07/2023; WORKS APPROXIMATELY 50% OF TIME IN THIS BUSINESS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-08-20
S63 Uniform Securities Agent State Law Examination 1997-12-13
  • S65 Uniform Investment Adviser Law Examination
    2010-08-20
  • S63 Uniform Securities Agent State Law Examination
    1997-12-13

View on SEC IAPD

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