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500 W Cypress Creek Road Suite 290, Fort Lauderdale, FL 33309 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2015-01-20 |
Branch Locations
500 W Cypress Creek Road Suite 290, Fort Lauderdale, FL 33309 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Aponte Financial Services | Fairless Hills | PA | 03/2000 | 07/2023 |
| Newtown Wealth Management Inc. (145744) | Newtown | PA | 09/2010 | 05/2017 |
| Sound Income Strategies, Llc | New York | NY | 01/2015 | Present |
| Aponte Fincnail Services Llc | Lumberton | NJ | 07/2023 | Present |
1. APONTE FINANCIAL SERVICES LLC - DBA; INVESTMENT RELATED; 212 W ROUTE 38, SUITE 200, MOORESTOWN, NJ 08057. SALES OF FIXED INSURANCE AND FIXED ANNUITY PRODUCTS. STARTED 07/2023; WORKS APPROXIMATELY 50% OF TIME IN THIS BUSINESS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-08-20 |
| S63 | Uniform Securities Agent State Law Examination | 1997-12-13 |
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