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11101 Switzer Road Suite 200, Overland Park, KS 66210 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2021-12-08 |
Branch Locations
180 Mt. Airy Road Suite 203, Basking Ridge, NJ 07920 • United States
11101 Switzer Road Suite 200, Overland Park, KS 66210 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Gouldin & Mccarthy, Llc | Basking Ridge | NJ | 03/2007 | 07/2022 |
| Comprehensive Asset Management & Servicing, Inc. | Basking Ridge | NJ | 08/1998 | 01/2022 |
| Resources Investment Advisors, Llc | Overland Park | KS | 12/2021 | Present |
| Triad Advisors | Norcross | GA | 01/2022 | 08/2024 |
| Osaic Wealth, Inc. | Basking Ridge | NJ | 08/2024 | Present |
1)OneDigital;investment related;4860 College Blvd,#100,Overland Park,KS 66211;parent company;senior vice president;12/2021;20 hrs/month;1 hr during trading;financial advisor 2)Power of Attorney;not investment related;acting as power of attorney for my aunt and as advisor on accounts through our RIA;power of attorney;2/15/2022;less than 1 hr/month;0 hrs during trading;power of attorney 3)Romilade;investment related;93 Main Street,Oneonta,NY 13820;own 25% share of rental property;passive investor;11/29/2013;<1 hr/month;0 hrs during trading;no duties,invested in property 4)144 Chestnut Street;investment related;144 Chestnut Street,Oneonta,NY 13820;own 50% of a rental property;passive investor;11/29/2013;<1 hr/month;0 hrs during trading;no duties,invested in this property
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 1997-06-02 |
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