Daniel R Peterson

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
MN	RA	APPROVED	2013-12-20

MN RA
APPROVED

Since 2013-12-20

Branch Locations

Ely, MN • United States

2 E Chapman St., Ely, MN 55731 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Linsco/Private Ledger Corp.	Ely	MN	05/2006	Present

05/2006 → Present

Linsco/Private Ledger Corp.

Ely, MN

Previous Registrations

2004-08-17 → 2006-04-17

Wells Fargo Investments, Llc

Ely, MN

Other Businesses

1. 07/13/2022 - Peterson Wealth Advisors LLC - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date - 01/03/2022 - 160 Hours Per Month/8 Hours During Securities Trading.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-12-28
S63	Uniform Securities Agent State Law Examination	1998-05-12

S65 Uniform Investment Adviser Law Examination

1999-12-28
S63 Uniform Securities Agent State Law Examination

1998-05-12

View on SEC IAPD