Carl F Petersen

Current Employers

Carl F. Petersen. Inc

Prescott, AZ • United States

Current Registrations

Authority	Category	Status	Date
AZ	RA	APPROVED	1997-11-07

AZ RA
APPROVED

Since 1997-11-07

Branch Locations

Prescott, AZ • United States

7270 S. Randy's Lane, Prescott, AZ 86303 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Carl F. Petersen, Inc.	1975 S. Blooming Hills Dr., #207	AZ	08/1998	Present

08/1998 → Present

Carl F. Petersen, Inc.

1975 S. Blooming Hills Dr., #207, AZ

Other Businesses

Carl F. Petersen is involved as a commodity pool operator or commodity trading advisor (whether registered or exempt from registration) with CB Trading

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1997-11-07

S65 Uniform Investment Adviser Law Examination

1997-11-07