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Thomas D Hunt

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Palo Alto, CA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2009-11-02
CA RA APPROVED 2007-07-26
  • TX RA
    APPROVED_RES
    Since 2009-11-02
  • CA RA
    APPROVED
    Since 2007-07-26

Branch Locations

3075A Hansen Way, Palo Alto, CA 94304 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch San Mateo CA 06/2007 Present
  • 06/2007 → Present
    Merrill Lynch
    San Mateo, CA
Previous Registrations
  • 2005-12-07 → 2006-07-13
    M.L. Stern & Co., Llc.
    San Francisco, CA
    San Francisco, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-12-06
  • S66 Uniform Combined State Law Examination
    2005-12-06
Other Names
  • Thomas Daniel Hunt

View on SEC IAPD

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STRATEGIC ADVISERS LLC · PALO ALTO, CA
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