Inactive

Mason Vancott Stark

The Healy Group LLC

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Current Employers

The Healy Group Llc

New York, NY • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-04-29

NY RA
APPROVED

Since 2021-04-29

Branch Locations

New York, NY • United States

New York, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ballast Capital Management	New York	NY	12/2010	05/2020
Wilshire Phoenix	New York	NY	11/2018	05/2020
The Healy Group Llc	New York	NY	09/2017	Present

12/2010 → 05/2020

Ballast Capital Management

New York, NY
11/2018 → 05/2020

Wilshire Phoenix

New York, NY
09/2017 → Present

The Healy Group Llc

New York, NY

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2017-06-27
S63	Uniform Securities Agent State Law Examination	1998-02-13

S65 Uniform Investment Adviser Law Examination

2017-06-27
S63 Uniform Securities Agent State Law Examination

1998-02-13

View on SEC IAPD

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