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Antonio Ramirez

Concert Investment Advisory LLC

Guaynabo, PR

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Current Employers
Concert Investment Advisory Llc

Guaynabo, PR • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2019-07-23
TX RA APPROVED_RES 2019-07-23
  • CA RA
    APPROVED
    Since 2019-07-23
  • TX RA
    APPROVED_RES
    Since 2019-07-23

Branch Locations

Guaynabo, PR • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Concert Wealth Management, Inc. San Jose CA 03/2016 10/2017
Sowell Financial Services, Llc North Little Rock AR 10/2016 10/2016
The Benchmark Company, Llc New York NY 10/2017 07/2020
Institute For Wealth Consultants, Inc. Dallas TX 01/2018 04/2019
Concert Investment Advisory, Inc Alhambra CA 07/2019 Present
  • 03/2016 → 10/2017
    Concert Wealth Management, Inc.
    San Jose, CA
  • 10/2016 → 10/2016
    Sowell Financial Services, Llc
    North Little Rock, AR
  • 10/2017 → 07/2020
    The Benchmark Company, Llc
    New York, NY
  • 01/2018 → 04/2019
    Institute For Wealth Consultants, Inc.
    Dallas, TX
  • 07/2019 → Present
    Concert Investment Advisory, Inc
    Alhambra, CA
Previous Registrations
  • 2018-01-12 → 2019-04-30
    Institute For Wealth Consultants, Inc.
    Alhambra, CA
  • 2016-03-30 → 2017-12-15
    Concert Wealth Management
    Alhambra, CA
    San Jose, CA
  • 2016-10-14 → 2017-02-23
    Sowell Management
    Alhambra, CA
    North Little Rock, AR
  • 2014-09-17 → 2016-05-04
    Private Advisory
    Aliso Viejo, CA
    Redmond, WA
  • 2010-12-01 → 2014-12-31
    Strategic Capital Group L.L.C.
    Aliso Viejo, CA
    Aliso Viejo, CA
    Irvine, CA
  • 2007-05-30 → 2010-05-13
    Strategic Advisers Llc
    Pasadena, CA
  • 2004-08-12 → 2006-07-31
    Churchill Management Group
    Los Angeles, CA
  • 2003-08-05 → 2004-04-21
    Td Ameritrade, Inc.
    Encino, CA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2009-06-23
S66 Uniform Combined State Law Examination 2003-07-16
  • S63 Uniform Securities Agent State Law Examination
    2009-06-23
  • S66 Uniform Combined State Law Examination
    2003-07-16
Other Names
  • Antonio Silva-Ramirez
  • Tony Ramirez
  • Antonio Ramirez

View on SEC IAPD

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