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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2016-01-22 |
| OH | RA | APPROVED | 2013-02-08 |
Branch Locations
6100 Oak Tree Blvd Ste 105, Independence, OH 44131 • United States
Rocky River, OH • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Avon | OH | 02/2013 | 03/2020 |
| Ameriprise Financial Services, Llc | Independence | OH | 03/2020 | Present |
Board of Directors; Lakewood Park Cemetery; Trustee & Treasurer & Secretary; 22025 Detroit Rd, , Rocky River, OH, 44116; Investment-Related; 01/01/2008; 1 to 9 hours per month; 1 to 9 during trading hours / Rocky River Aquatics Foundation; Treasurer; 21261 Maplewood Avenue, , Rocky River, OH, 44116; Not Investment-Related; 10/01/2021; 1 to 9 hours per month; 0 during trading hours / Marooners; Trustee; 2347 Winfield Avenue, , Rocky River, OH, 44116; Not Investment-Related; 09/01/2012; 1 to 9 hours per month; 0 during trading hours. Fiduciary Activities; Trustee.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-01-30 |
| S63 | Uniform Securities Agent State Law Examination | 2004-08-06 |
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