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Current Employers
Emerson Equity Llc

155 Bovet Road, Suite 725, San Mateo, CA 94402 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-09-27
  • CA RA
    APPROVED
    Since 2024-09-27

Branch Locations

San Carlos, CA • United States

155 Bovet Road, Suite 725, San Mateo, CA 94402 • United States

155 Bovet Road, Suite 725, San Mateo, CA 94402 • US

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Brokerage Services, Llc. Larkspur CA 04/2015 09/2024
Fidelity Personal And Workplace Advisors Boston MA 07/2018 09/2024
Emerson Equity Llc San Mateo CA 09/2024 Present
  • 04/2015 → 09/2024
    Fidelity Brokerage Services, Llc.
    Larkspur, CA
  • 07/2018 → 09/2024
    Fidelity Personal And Workplace Advisors
    Boston, MA
  • 09/2024 → Present
    San Mateo, CA
Previous Registrations
  • 2018-07-13 → 2024-09-13
    Fidelity Personal And Workplace Advisors
    Boston, MA
  • 2015-07-14 → 2018-07-13
    Larkspur, CA
  • 2012-12-19 → 2015-04-13
    Sorrento Pacific Financial, Llc
    Sonoma, CA
    San Rafael, CA
  • 2008-09-18 → 2012-12-18
    San Anselmo, CA
    Roseville, CA
    Corte Madera, CA
    Belvedere, CA
    San Francisco, CA
    Corte Madera, CA
    Sausalito, CA
  • 2007-05-29 → 2008-10-02
    San Francisco, CA
    San Francisco, CA
    San Francisco, CA
  • 2006-05-04 → 2007-05-29
    Citicorp Investment Services
    San Francisco, CA
  • 2003-10-22 → 2006-05-10
    Wells Fargo Investments, Llc
    San Francisco, CA
    San Francisco, CA
    San Francisco, CA
    San Francisco, CA
  • 2001-01-17 → 2003-10-31
    Larkspur, CA
Other Businesses

1) BEMO VENTURES, INC. D/B/A SIDECAR FINANCE, NOT INVESTMENT RELATED, 34 EAST MANOR, MILL VALLEY, CA 94941, MARKETING AND PROMOTING SERVICES PROVIDED TO SHAREHOLDERS INCLUDING MARKETING OF SECURITIES RELATED BUSINES DONE THROUGH EMERSON EQUITY LLC. USED FOR BRANDING/MARKETING ONLY., PARTNER, MARKET AND PROMOTE SERVICES TO SHAREHOLDERS, INCLUDING MARKETING OF SECURITIES RELATED BUSINESS DONE WITH EMERSON EQUITY LLC., 150 HRS MONTHLY, 6.5 HRS DAILY DURING SECURITIES TRADING HOURS, 09/2024 2) IRVINE PASS LLC-INVESTMENT RELATED, 2002 E. 8TH ST., AUSTIN, TX 78702, REAL ESTATE, SHORT TERM RENTALS, CONTRACTOR, TROUBLESHOOT PROPERTY PROJECTS, COORDINATE CONTRACTORS, RESEARCH, E.G. APPLIANCES, PLUMBERS, ETC., 5 HRS MONTHLY, 0 HRS DURING SECURITIES TRADING HOURS, 11/2025

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-12-29
S63 Uniform Securities Agent State Law Examination 1997-12-19
  • S65 Uniform Investment Adviser Law Examination
    1997-12-29
  • S63 Uniform Securities Agent State Law Examination
    1997-12-19

View on SEC IAPD

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