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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2012-03-13 |
| FL | RA | APPROVED | 2009-06-01 |
Branch Locations
4114 Woodlands Parkway Suite 200, Palm Harbor, FL 34685 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Clearwater | FL | 06/2009 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | Present |
* 422356 - Rental Property; Investment related Yes; Sarasota, FL; Real Estate; Sole Proprietor/Owner; (proprietor, partner, officer, director, employee, trustee, agent); Feb 2021; During business hours: 0; After business hours: 5, Property Management, Administrative, Accounting/Bookkeeping, Check Signing/Funds Disbursements, Labor/Service. *505389 : Trust ; Investment related : Yes ; Sarasota ; Florida ; Trust ; Trustee/Co-Trustee; 6/2022 ; During business hours : 1 ; After business hours : 0 ; Estate Administration
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-11-19 |
| S63 | Uniform Securities Agent State Law Examination | 1998-11-05 |
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