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10 East 53Rd Street 14Th Floor, New York, NY 10022 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-07-14 |
Branch Locations
23 Main Street Suite 301 , Andover, MA 01810 • United States
10 East 53Rd Street 14Th Floor, New York, NY 10022 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rpg Family Wealth Advisory, Llc | Burlington | MA | 09/2011 | 05/2018 |
| Purshe Kaplan Sterling Investments | Albany | NY | 09/2011 | 05/2018 |
| Risk Paradigm Group Holdings, Llc | Burlington | MA | 09/2011 | 05/2018 |
| Triad Advisors, Llc | Norcross | GA | 05/2018 | 10/2022 |
| Pinnacle Private Wealth, Llc | Woburn | MA | 05/2018 | 08/2022 |
| U.S. Capital Wealth Advisors, Llc | Andover | MA | 08/2022 | 06/2026 |
| Arax Advisory Partners, Llc | Andover | MA | 06/2026 | Present |
1) REGISTERED AS AN INSURANCE AGENT WHICH IS NOT INVESTMENT-RELATED. BUSINESS IS CONDUCTED FROM OFFICE AT 40 SHATTUCK ROAD, ANDOVER, MA. SELLS AND SERVICES FIXED INSURANCE AND ANNUITY CONTRACTS AND SPENDS APPROXIMATELY 10 HOURS A MONTH DURING TRADING HOURS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-10-23 |
| S63 | Uniform Securities Agent State Law Examination | 1998-01-14 |
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