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Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2021-09-17 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pnc Investments | Chicago | IL | 08/2014 | 09/2018 |
| Raymond James Financial Services, Inc. | Glenview | IL | 09/2018 | 09/2019 |
| Raymond James Financial Services Advisors Inc. | Glenview | IL | 09/2018 | 09/2019 |
| Unemployed | Glenview | IL | 09/2019 | 06/2020 |
| Fidelity Brokerage Services Llc | Highland Park | IL | 06/2020 | 07/2021 |
| Charles Schwab & Co., Inc. | Northbrook | IL | 08/2021 | Present |
| Charles Schwab Bank, Ssb | Northbrook | IL | 08/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-01-12 |
| S63 | Uniform Securities Agent State Law Examination | 1998-01-30 |
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