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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2021-09-17
  • IL RA
    APPROVED
    Since 2021-09-17

Branch Locations

445 Skokie Blvd, Northbrook, IL 60062 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pnc Investments Chicago IL 08/2014 09/2018
Raymond James Financial Services, Inc. Glenview IL 09/2018 09/2019
Raymond James Financial Services Advisors Inc. Glenview IL 09/2018 09/2019
Unemployed Glenview IL 09/2019 06/2020
Fidelity Brokerage Services Llc Highland Park IL 06/2020 07/2021
Charles Schwab & Co., Inc. Northbrook IL 08/2021 Present
Charles Schwab Bank, Ssb Northbrook IL 08/2021 Present
  • 08/2014 → 09/2018
    Pnc Investments
    Chicago, IL
  • 09/2018 → 09/2019
    Raymond James Financial Services, Inc.
    Glenview, IL
  • 09/2018 → 09/2019
    Glenview, IL
  • 09/2019 → 06/2020
    Unemployed
    Glenview, IL
  • 06/2020 → 07/2021
    Fidelity Brokerage Services Llc
    Highland Park, IL
  • 08/2021 → Present
    Northbrook, IL
  • 08/2021 → Present
    Charles Schwab Bank, Ssb
    Northbrook, IL
Previous Registrations
  • 2020-09-28 → 2021-07-26
    Fidelity Personal And Workplace Advisors
    Highland Park, IL
  • 2018-09-20 → 2019-09-10
    Glenview, IL
  • 2013-12-04 → 2018-09-11
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Niles, IL
    Niles, IL
    Chicago, IL
    Norridge, IL
    Chicago, IL
    Chicago, IL
    Norridge, IL
  • 2011-12-09 → 2013-12-19
    Riverside, IL
    Riverside, IL
    Fort Mill, SC
  • 2009-11-16 → 2011-12-07
    Palos Hills, IL
    Burbank, IL
    Chicago, IL
    Chicago, IL
    Berwyn, IL
    Berwyn, IL
  • 2008-10-16 → 2009-11-06
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
  • 2008-01-18 → 2008-10-10
    Natcity Investments, Inc.
    Franklin Park, IL
    Chicago, IL
    Chicago, IL
  • 2001-03-27 → 2008-01-31
    Invest Financial Corporation
    Chicago, IL
    Burbank, IL
    Chicago, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-01-12
S63 Uniform Securities Agent State Law Examination 1998-01-30
  • S65 Uniform Investment Adviser Law Examination
    2001-01-12
  • S63 Uniform Securities Agent State Law Examination
    1998-01-30
Other Names
  • Anna Bulawa
  • Anna Miller
  • Anna Bouthillette

View on SEC IAPD

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