Steven Lee Kimes

Current Employers

Employment History

• 01/2014 → 02/2022
  New York Life Insurance Co
  Omaha, NE
• 02/2014 → 02/2022
  Nylife Securities Llc
  Omaha, NE
• 02/2014 → 02/2022
  Eagle Strategies Llc
  Norfolk, NE
• 02/2014 → Present
  Kimes Financial Services, Llc
  Norfolk, NE
• 02/2023 → 11/2024
  Pruco Securities, Llc
  Norfolk, NE
• 02/2023 → Present
  The Prudential Insurance Company Of America
  Norfolk, NE
• 11/2024 → Present
  Lpl Enterprise, Llc
  Norfolk, NE

Previous Registrations

• 2023-02-08 → 2024-11-14
  Pruco Securities, Llc.
  Norfolk, NE
  Omaha, NE
  Norfolk, NE
• 2014-02-14 → 2023-02-10
  Eagle Strategies Llc
  Norfolk, NE
  Norfolk, NE
• 2005-09-01 → 2014-01-28
  Lpl Financial Llc
  Norfolk, NE
• 2004-04-02 → 2005-09-02
  Thrivent Investment Management Inc.
  Norfolk, NE

Other Businesses

1) 09/24/2024 - Real Estate Rental, Kimes Properties, LLC - Kimes Properties, LLC - Typical landlord duties, pay expenses monthly, some property maintenance - Inv Related - At Norfolk, NE - Start Date 11/10/2016 - 2hrs/mth - 0hrs/mth During Trading 2) 09/24/2024 - Real Estate Rental, KIMES ENTERPRISES, LLC - KIMES ENTERPRISES, LLC - Typical landlord duties, pay expenses monthly, some property maintenance - Inv Related - At Norfolk, NE - Start Date 01/24/2014 - 2hrs/mth - 0hrs/mth During Trading 3) 09/24/2024 - Real Estate Rental, A BETTER STAY, LLC - A BETTER STAY, LLC - Typical landlord duties, pay monthly expenses, some property upkeep - Inv Related - At Norfolk, NE - Start Date 01/06/2023 - 2hrs/mth - 0hrs/mth During Trading 4) 09/24/2024 - Business Entity for Tax/Investment Purposes Only, Kimes Financial Services LLC - Kimes Financial Services LLC - Producing advisor/agent that earns commissions paid to LLC, monthly accounting duties - Inv Related - At Norfolk, NE - Start Date 01/24/2014 - 2hrs/mth - 0hrs/mth During Trading

Exams

• S66 Uniform Combined State Law Examination
  2004-02-05
• S63 Uniform Securities Agent State Law Examination
  1997-12-17

Designations