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Wilton, NY • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2022-01-14 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Walthausen & Co. Llc | Malta | NY | 05/2016 | 11/2018 |
| Unemployed | Wilton | NY | 12/2018 | 03/2019 |
| Morgan Stanley Private Bank, N.A | New York | NY | 04/2019 | 01/2022 |
| First Step Wealth Planning, Llc | Wilton | NY | 01/2022 | Present |
| Origin Financial | Boston | MA | 11/2022 | 09/2023 |
FIRST STEP WEALTH PLANNING / INVESTMENT RELATED / WILTON, NY / REGISTERED INVESTMENT ADVISOR / FOUNDER / JAN 2022 / 150 HOURS PER MONTH / 100% DURING TRADING HOURS Name of other business: Saratoga Springs Central School District Dept. of Transportation The position is non-investment related Business Address: 25 Duplainville Rd Saratoga Springs, NY 12866 Nature of other business: Transportation Position: School bus driver Position start date: 11/02/2022 Hours/month devoted to other business: 80 Hours devoted to other business during securities trading hours: 60 Transport school district students to and from their respective public school locations.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-02-10 |
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