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Albert Armendariz

Mutual Of Omaha Investor Services, Inc.

Omaha, NE

Omaha, NE

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Current Employers
Mutual Of Omaha Investor Services, Inc.

3300 Mutual Of Omaha Plaza, Omaha, NE 68175-1020 • United States

Current Registrations

AuthorityCategoryStatusDate
NE RA APPROVED 2019-03-11
  • NE RA
    APPROVED
    Since 2019-03-11

Branch Locations

Mutual Of Omaha Plaza, Omaha, NE 68175 • United States

Omaha, NE • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Waddell & Reed Inc Overland Park KS 06/2015 03/2019
Ivy Funds Distributor Overland Park KS 06/2015 03/2019
Mutual Of Omaha Omaha NE 03/2019 Present
  • 06/2015 → 03/2019
    Waddell & Reed Inc
    Overland Park, KS
  • 06/2015 → 03/2019
    Ivy Funds Distributor
    Overland Park, KS
  • 03/2019 → Present
    Mutual Of Omaha
    Omaha, NE
Previous Registrations
  • 2015-06-04 → 2019-03-07
    Waddell & Reed
    Overland Park, KS
    La Vista, NE
  • 2011-09-26 → 2015-06-04
    Bancwest Investment Services, Inc.
    Omaha, NE
  • 2008-09-26 → 2011-09-14
    Securities America Advisors, Inc.
    Lavista, NE
  • 2006-07-14 → 2008-09-22
    Securities America Advisors, Inc.
    La Vista, NE
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-03-20
S63 Uniform Securities Agent State Law Examination 1998-05-02
  • S65 Uniform Investment Adviser Law Examination
    2006-03-20
  • S63 Uniform Securities Agent State Law Examination
    1998-05-02
Other Names
  • Albert Anthony Armendariz

View on SEC IAPD

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