Best Investors Account Sign in

Jennifer Dianne Malone

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Reston, VA

Claim This Profile
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-11-03
VA RA APPROVED 2018-10-31
  • TX RA
    APPROVED
    Since 2018-11-03
  • VA RA
    APPROVED
    Since 2018-10-31

Branch Locations

11951 Freedom Dr, Reston, VA 20190 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Reston VA 11/2017 Present
Nextek Dental Studios Manassas VA 06/2008 10/2017
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-10-30
S65 Uniform Investment Adviser Law Examination 2000-12-01
S63 Uniform Securities Agent State Law Examination 1998-06-18
  • S66 Uniform Combined State Law Examination
    2018-10-30
  • S65 Uniform Investment Adviser Law Examination
    2000-12-01
  • S63 Uniform Securities Agent State Law Examination
    1998-06-18
Other Names
  • Jennifer Dianne Ferguson
  • Jennifer D Malone
  • Jennifer Dianne Malone
  • Jennifer Malone

View on SEC IAPD

Other Firms

MASON INVESTMENT ADVISORY SERVICES INC
STAPLE INVESTMENTS LLC
CETERA INVESTMENT ADVISERS LLC
CERITY PARTNERS LLC
AUTUMN WIND ASSET MANAGEMENT INC
HOULIHAN FINANCIAL RESOURCE GROUP, LTD.
F L PUTNAM INVESTMENT MANAGEMENT CO.
WEALTHSPIRE ADVISORS

Other Investors

BRIAN MICHAEL KELLEY
SARAH E BAKER
Shayna Amalie Lebowitz
ALLISON LORI Berlenbach Gormier
WILLIAM JESSE DWENGER
MATTHEW JON KRAUSE
BLAINE WILLIAM HOMAN
DEREK LESNAK

Other Offices

MASON INVESTMENT ADVISORY SERVICES INC · RESTON, VA
STAPLE INVESTMENTS LLC · RESTON, VA
CETERA INVESTMENT ADVISERS LLC · RESTON, VA
CERITY PARTNERS LLC · RESTON, VA
AUTUMN WIND ASSET MANAGEMENT INC · RESTON, VA
HOULIHAN FINANCIAL RESOURCE GROUP, LTD. · RESTON, VA
F L PUTNAM INVESTMENT MANAGEMENT CO. · RESTON, VA
WEALTHSPIRE ADVISORS · Reston, VA

More in Reston, VA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor