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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PR | RA | APPROVED | 2019-02-08 |
| VI | RA | APPROVED | 2019-02-07 |
| TX | RA | APPROVED_RES | 2017-04-17 |
| FL | RA | APPROVED | 1999-12-16 |
Branch Locations
9150 S Dadeland Blvd Ste 1010, Miami, FL 33156 • United States
Miami, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Miami | FL | 09/1997 | 03/2020 |
| Ameriprise Financial Services, Llc | Miami | FL | 03/2020 | Present |
Real Estate Ownership; Two-Unit Apartment Building; Altona 106, Crown Prince Quarter, St. Thomas, VI, 00803; Not Investment-Related; 11/15/2023. Business Ownership; ACCAT Group; ; Corporation for Ameriprise Financial franchise; 9350 South Dixie Hwy, Suite 1220Miami, FL 33156, ,; Not Investment-Related; 01/04/2017; 60 hours per month; 60 during trading hours / FAM, LLC; ; LLC to share office expenses, including rent, with other Ameriprise Financial advisors; 9350 South Dixie HwySuite 1220Miami, FL 33156, ,; Not Investment-Related; 01/04/2017; 0 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-09-21 |
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