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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2010-09-30 |
Branch Locations
4500 Cascade Road Se, Ste. 200, Grand Rapids, MI 49546 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Grand Rapids | MI | 09/2002 | Present |
| Community First Federal Credit Union | Lakeview | MI | 01/2010 | 06/2018 |
1. 10/05/2019 - Momentum Financial - Investment related - At reported business location(s) - DBA for LPL Business (entity for LPL business) - start date:12/15/2019 - 160 hrs/mo - 8 hrs during trading. 2. 09/02/2021 - MJM Estates LLC - Investment Related - Lowell MI 49331 - Real Estate Rental - Start Date: 06/11/2021 - 2 Hours Per Month/0 Hours During Securities Trading. 3. 11/16/2021 - MJM Estates - Investment Related - Home Based - Business Entity For Tax/Investment Purposes Only - Start Date: 06/11/2021 - 2 Hours Per Month/0 Hours During Securities Trading. 4. 09/15/2023 - Real Estate Rental - Office Space - Investment Related - At Reported Business Location - Start Date 09/01/2023 - 1 Hour Per Month/0 Hours During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-08-31 |
| S63 | Uniform Securities Agent State Law Examination | 1997-11-14 |
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