Bratati Bea Mukherjee

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2025-09-09
MD	RA	APPROVED	2023-08-04

NJ RA
APPROVED

Since 2025-09-09
MD RA
APPROVED

Since 2023-08-04

Branch Locations

Gaithersburg, MD • United States

461 From Rd Ste 385 3Rd Floor, Paramus, NJ 07652 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Pnc Investments	Rockville	MD	03/2008	05/2021
Maryland Financial Group, Inc. Dba Prosperity Advisors	Rockville	MD	07/2021	05/2024
Lpl Financial Llc	Rockville	MD	08/2023	Present

03/2008 → 05/2021

Pnc Investments

Rockville, MD
07/2021 → 05/2024

Maryland Financial Group, Inc. Dba Prosperity Advisors

Rockville, MD
08/2023 → Present

Lpl Financial Llc

Rockville, MD

Previous Registrations

2021-07-29 → 2024-05-07

Maryland Financial Group, Inc.

Rockville, MD
2008-04-18 → 2021-05-18

Pnc Wealth Management Llc

Germantown, MD

Bethesda, MD

Gaithersburg, MD

Rockville, MD

Bethesda, MD

Gaithersburg, MD

Gaithersburg, MD

Gaithersburg, MD

Germantown, MD

Germantown, MD

Olney, MD

Bethesda, MD

Rockville, MD

Bethesda, MD

Rockville, MD

Rockville, MD

Gaithersburg, MD

Germantown, MD

Bethesda, MD

Potomac, MD

Bethesda, MD
2006-12-20 → 2008-03-24

M&T Securities, Inc.

Rockville, MD

Rockville, MD

Olney, MD

Silver Spring, MD
2005-07-01 → 2006-12-08

Banc Of America Investment Services, Inc.

Rockville, MD

Rockville, MD
2004-07-20 → 2005-07-13

Truist Investment Services, Inc.

Gaithersburg, MD

Other Businesses

1) 08/2023 - Prosperity Advisors / Non-Variable Insurance / Inv. Related / Start date 04/01/1995 - 5 Hrs per month 2) 09/26/2023 - Bratati Bea Mukherjee and Asoke Mukherjee Trust - Investment Related - Gaitersburg, MD / Start date 01/01/2017 - Real Estate Rental - 5 Hours Per Month 0 Hours During Trading 3) 08/02/2024 - Prosperity Advisors - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 12/22/2023 - 160 Hours Per Month/ During Trading

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2004-07-09
S63	Uniform Securities Agent State Law Examination	2002-09-10

S66 Uniform Combined State Law Examination

2004-07-09
S63 Uniform Securities Agent State Law Examination

2002-09-10

Other Names

Bratati Ganguli
Bea Mukherjee

View on SEC IAPD