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Patricia Dianne Vance

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Pennington, NJ

New York, NY

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2014-07-25
CA RA APPROVED 2004-06-15
  • NJ RA
    APPROVED
    Since 2014-07-25
  • CA RA
    APPROVED
    Since 2004-06-15

Branch Locations

1100-1800 American Blvd, Pennington, NJ 08534 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Bordentown NJ 06/1992 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-08-01
  • S66 Uniform Combined State Law Examination
    2002-08-01
Other Names
  • Tricia Werger
  • Tricia Vance
  • Patricia D Vance

View on SEC IAPD

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