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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-08-07
TX RA APPROVED 2018-07-18
GA RA APPROVED 2003-02-04
  • FL RA
    APPROVED
    Since 2024-08-07
  • TX RA
    APPROVED
    Since 2018-07-18
  • GA RA
    APPROVED
    Since 2003-02-04

Branch Locations

825 Juniper St Ne, Atlanta, GA 30308-1311 • United States

Pompano Beach, FL • United States

Atlanta, GA • United States

Pompano Beach, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Atlanta GA 09/2005 03/2020
Ameriprise Financial Services, Llc Atlanta GA 03/2020 Present
Other Businesses

Real Estate Ownership; Commercial; 825 Juniper Street Atlanta GA 30308, ,; ; . Business Ownership; Juniper Sixth LLC; ; Real Estate Ownership; 825 Juniper Street Atlanta GA 30308, ,; ; ; 1 to 9 hours per month; / JodyBeau, LLC.; Owner; Manage Ameriprise Business; 825 Juniper Street Atlanta GA, , Atlanta, GA, 30308; Investment-Related; 08/15/2024; 1 to 9 hours per month; 1 to 9 during trading hours / The 825 Group, LLC.; Co-owner; management of staff payroll and benefits; 825 Juniper Street , , Atlanta, GA, 30308; Not Investment-Related; 02/24/2012; 1 to 9 hours per month; 1 to 9 during trading hours / Fusion Operations, LLC.; Owner; Manage Ameriprise Business; 825 Juniper Street Atlanta GA, , Atlanta, GA, 30308; Not Investment-Related; 08/15/2024; 1 to 9 hours per month; 1 to 9 during trading hours. Outside Employment; JodyBeau, LLC; Owner; Manage advisory business; 825 Juniper Street Atlanta GA, , Atlanta, GA, 30308; Investment-Related; 08/15/2024; 60 hours per month; 60 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1997-11-24
  • S63 Uniform Securities Agent State Law Examination
    1997-11-24
Designations
Other Names
  • Burt Banks
  • Burton Evan Banks

View on SEC IAPD

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