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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
RI RA APPROVED 2016-06-08
  • RI RA
    APPROVED
    Since 2016-06-08

Branch Locations

1 Financial Plz, Providence, RI 02903 • United States

100 Federal St, Boston, MA 02110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Providence RI 04/2016 Present
Bank Of America, N.A. Providence RI 04/2016 Present
Other Businesses

I*92653FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: RENTALINVESTMENT RELATED: NADDRESS OF BUSINESS:PAWTUCKET, RHODE ISLAND 02861NATURE OF BUSINESS: OTHER,JOINT OWNERSHIPPOSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 4/1/2001NUMBER OF HOURS DEVOTED: 50 HOUR(S) ANNUALLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: A 3 FAMILY RESIDENTIAL RENTAL PROPERTY OWNED JOINTLY WITH ANOTHER FAMILY MEMBER. INVOLVED WITH ACTIVITIES SUCH AS, FINDING TENANTS, MAINTENANCE OF PROPERTY, PAYMENT OF BILLS ASSOCIATED WITH THE PROPERTY.I*8173For profit or not for profit: Name of outside business organization: Rental PropertyInvestment related: Address of business:Pawtucket, Rhode Island 02861Nature of business: ,Position, title, association: , Start date of relationship: 6/5/2019Number of hours devoted: 10 hour(s) Number of hours devoted during trading hours: 0Duties: I*1989289, Entity Type, Entity for Profit, Name of OBA: APM Publisihing, Address: Pawtucket, RI, 02861, Investment Related: No, Position, Title, Association: Owner, Employee Start Date: 10/14/2024, No Hours: 100hrs/Ann, No Hours during trading: 0, Duties: Publishing company where I will be self publishing books.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-06-07
S63 Uniform Securities Agent State Law Examination 2000-12-08
  • S66 Uniform Combined State Law Examination
    2016-06-07
  • S63 Uniform Securities Agent State Law Examination
    2000-12-08
Other Names
  • Jp Patel
  • Zankhanaben Patel
  • Zankhana Patel
  • Zankhanaben M Bateman
  • Zankhanaben M Patel
  • Zankhana M Patel

View on SEC IAPD

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