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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| RI | RA | APPROVED | 2016-06-08 |
Branch Locations
1 Financial Plz, Providence, RI 02903 • United States
100 Federal St, Boston, MA 02110 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Providence | RI | 04/2016 | Present |
| Bank Of America, N.A. | Providence | RI | 04/2016 | Present |
I*92653FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: RENTALINVESTMENT RELATED: NADDRESS OF BUSINESS:PAWTUCKET, RHODE ISLAND 02861NATURE OF BUSINESS: OTHER,JOINT OWNERSHIPPOSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 4/1/2001NUMBER OF HOURS DEVOTED: 50 HOUR(S) ANNUALLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: A 3 FAMILY RESIDENTIAL RENTAL PROPERTY OWNED JOINTLY WITH ANOTHER FAMILY MEMBER. INVOLVED WITH ACTIVITIES SUCH AS, FINDING TENANTS, MAINTENANCE OF PROPERTY, PAYMENT OF BILLS ASSOCIATED WITH THE PROPERTY.I*8173For profit or not for profit: Name of outside business organization: Rental PropertyInvestment related: Address of business:Pawtucket, Rhode Island 02861Nature of business: ,Position, title, association: , Start date of relationship: 6/5/2019Number of hours devoted: 10 hour(s) Number of hours devoted during trading hours: 0Duties: I*1989289, Entity Type, Entity for Profit, Name of OBA: APM Publisihing, Address: Pawtucket, RI, 02861, Investment Related: No, Position, Title, Association: Owner, Employee Start Date: 10/14/2024, No Hours: 100hrs/Ann, No Hours during trading: 0, Duties: Publishing company where I will be self publishing books.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-06-07 |
| S63 | Uniform Securities Agent State Law Examination | 2000-12-08 |
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