Susan My Fong

Current Employers

Employment History

• 10/2009 → 09/2020
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  San Francisco, CA
• 09/2020 → 04/2023
  First Republic Securities Company, Llc
  San Francisco, CA
• 09/2020 → 04/2023
  First Republic Investment Management, Inc.
  San Francisco, CA
• 04/2023 → Present
  Rbc Capital Markets, Llc
  San Francisco, CA

Previous Registrations

• 2020-09-11 → 2023-05-18
  J.P. Morgan Private Wealth Advisors Llc
  San Francisco, CA
• 2009-10-23 → 2020-09-15
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  San Francisco, CA
  San Francisco, CA
  San Francisco, CA
• 2000-09-22 → 2009-10-23
  Banc Of America Investment Services, Inc.
  San Francisco, CA
  San Francisco, CA

Other Businesses

1) Name of outside business organization: ECSF Consulting, LLC Investment related: N Address of business: San Francisco, California 94122 Nature of business: LLC, Position, title, association: Owner, Start date of relationship: 8/8/2019 Number of hours devoted: 4 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Spouse started an optical consulting business and added my name as partnership. 2) Notary Public as needed for work related documents. 3) NAME OF ENTITY: Susan Fong ADDRESS: 222 Revere Ave, Hayward, CA 94544 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: House Rental CAPACITY: Owner - Passive START DATE: 06/08/23 DUTIES Collect rent and dealing with tenants HOURS DEVOTED PER MONTH: 0 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0

Exams

• S66 Uniform Combined State Law Examination
  1999-04-08