Claudio Ravinet

Current Employers

Employment History

• 12/2006 → 01/2022
  Ubs Financial Services Inc
  Miami, FL
• 01/2022 → Present
  Newedge Wealth, Llc
  Stamford, CT
• 01/2022 → Present
  Newedge Securities, Inc.
  Stamford, CT

Previous Registrations

• 2006-12-04 → 2022-02-15
  Ubs Financial Services Inc.
  Coral Gables, FL
  Coral Gables, FL
  Weehawken, NJ
  Miami, FL
  Coral Gables, FL
• 2006-06-29 → 2006-12-07
  Banc Of America Investment Services, Inc.
  Miami, FL
• 2004-06-30 → 2006-06-08
  Lehman Brothers Inc.
  Miami, FL
  Miami, FL

Other Businesses

1)Saint Thomas Episcopal Parish School~Non investment related~at reported location(s)~Participate in committee mtgs and school events, review budgets and allocation of resources~Jan 28 2022~6 hours per month~2 hours per month during market~Participate in committee mtgs and school events, review budgets and allocation of resources - - - - - - 2)NewEdge Wealth, LLC, an IAR. Financial Advisor for investment related business for ultra-high net worth individuals. 120 hours a month during trading hours.  Home office 2200 Atlantic Street, Stamford CT, 06902.Start Date: 01/28/2022 3)NewEdge Wealth*Request to add fixed annuities and insurance*Yes*3Hrs per mnt/3during trade*6/6/23 4) TPG Financial*Yes Invest*9/21/23*Franklin, TN*Working on several client insurance opportunities with TPG Financial*Agent*Working with TPG Financial on several client insurance opportunities*5 Hrs trade/3 non trade

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-12-16
• S63 Uniform Securities Agent State Law Examination
  1998-11-14