Joseph W. Whitfield

Current Employers

Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
AZ	RA	APPROVED	2026-06-10

AZ RA
APPROVED

Since 2026-06-10

Branch Locations

Mesa, AZ • United States

2325 East Camelback Road Suite 100, Phoenix, AZ 85016 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Mc6 Llc	Mesa	AZ	12/2003	Present
Lpl Enterprise Llc	Phoenix	AZ	06/2026	Present
Edward Jones	St Louis	MO	03/2021	03/2026
Sprouts Farmers Market	Phoenix	AZ	01/2020	06/2020
Insys Therapeutics	Chandler	AZ	11/2014	12/2019
Unemployed	Mesa	AZ	06/2020	03/2021

12/2003 → Present

Mc6 Llc

Mesa, AZ
06/2026 → Present

Lpl Enterprise Llc

Phoenix, AZ
03/2021 → 03/2026

Edward Jones

St Louis, MO
01/2020 → 06/2020

Sprouts Farmers Market

Phoenix, AZ
11/2014 → 12/2019

Insys Therapeutics

Chandler, AZ
06/2020 → 03/2021

Unemployed

Mesa, AZ

Previous Registrations

2021-06-30 → 2026-04-07

Edward Jones

Mesa, AZ

St Louis, MO

Mesa, AZ

Gilbert, AZ

Other Businesses

1. 05/28/2026 - Joseph Whitfield N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - Mesa, AZ– Inv Related – OBA Start Date: 05/28/2026– 160 Hour(s)/Month – 160 Hour(s) During Trading” 2. 05/28/2026 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - Mesa, AZ– Inv Related – OBA Start Date: 05/28/2026– 160 Hour(s)/Month – 160 Hour(s) During Trading” 3. 05/28/2026 - MC6 LLC - Artist/ Musician - Mesa, AZ – Not Inv Related – OBA Start Date: 12/01/2003 – 10 Hour(s)/Month – 0 Hour(s) During Trading”

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2021-05-15

S66 Uniform Combined State Law Examination

2021-05-15

Other Names

Joseph Wilson Whitfield
Joe Whitfield
Joseph W Whitfield

View on SEC IAPD