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Lawrence Richard Buchholz

Spectrum Wealth Management, LLC

Meredith, CO

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Current Employers
Spectrum Wealth Management, Llc

Meredith, CO • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2018-06-19
PA RA APPROVED 2018-05-24
TX RA APPROVED 2007-09-04
CO RA APPROVED 2007-07-31
  • MD RA
    APPROVED
    Since 2018-06-19
  • PA RA
    APPROVED
    Since 2018-05-24
  • TX RA
    APPROVED
    Since 2007-09-04
  • CO RA
    APPROVED
    Since 2007-07-31

Branch Locations

Meredith, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Spectrum Wealth Management,Llc Denver CO 05/2007 Present
  • 05/2007 → Present
    Spectrum Wealth Management,Llc
    Denver, CO
Previous Registrations
  • 2006-09-05 → 2009-04-28
    Jolliffe Capital, Inc.
    Denver, CO
  • 2004-06-28 → 2006-08-31
    Falco Financial Services, Inc.
    Denver, CO
  • 2003-08-20 → 2004-05-24
    New England Securities
    Denver, CO
  • 2002-01-04 → 2003-02-27
    Morgan Stanley Dw Inc.
    Denver, CO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-07-20
  • S66 Uniform Combined State Law Examination
    2001-07-20
Other Names
  • Buck Buchholz

View on SEC IAPD

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