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1415 Vantage Park Drive 3Rd Floor, Charlotte, NC 28203 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2016-12-27 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Capital Management, Inc. | Menomonee Falls | WI | 12/2004 | 10/2021 |
| Allspring Global Investments, Llc | Menomonee Falls | WI | 11/2021 | Present |
| Allspring Funds Distributor, Llc | Menomonee Falls | WI | 11/2021 | Present |
1.)What is the OBA called? Company/Organization? Crossway Community Church 2.)Date of the Start to the OBA? Formally in early November - 11/1/2022 3.)Address of the OBA 13905 75th Street, Bristol, WI 53104 4.)What is your role/position? I've been asked to participate in a sub-committee that will provide guidance on a charitable giving fund called Above & Beyond (A&B Fund). The sub-committee reports to the Leadership Committee of Crossway Community Church. The scope of the sub-committee includes providing input to the Leadership Team on the following: mission/vision focus, recommendations on how the funds will be invested until deployment, potentially reviewing applications of requests for funds, and recommendations on updates the congregants. 5.)Is it investment related? Yes, part of it has to do with making recommendations on possible investments of the Funds until they are deployed. 6.)What are the hours per month you actively engage in the OBA? It will vary each month but it will range from 0 to possibly 5 or more hours per month. Meetings will always be held on nights and/or weekends. 7.)Is the OBA performed during normal work day/trading hours? No - see above
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-09-29 |
| S63 | Uniform Securities Agent State Law Examination | 1998-05-26 |
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