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Current Employers
Allspring Funds Management, Llc

1415 Vantage Park Drive 3Rd Floor, Charlotte, NC 28203 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2016-12-27
  • WI RA
    APPROVED
    Since 2016-12-27

Branch Locations

Kenosha, WI • United States

417 E. Chicago Street, Milwaukee, WI 53202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Capital Management, Inc. Menomonee Falls WI 12/2004 10/2021
Allspring Global Investments, Llc Menomonee Falls WI 11/2021 Present
Allspring Funds Distributor, Llc Menomonee Falls WI 11/2021 Present
  • 12/2004 → 10/2021
    Wells Capital Management, Inc.
    Menomonee Falls, WI
  • 11/2021 → Present
    Menomonee Falls, WI
  • 11/2021 → Present
    Allspring Funds Distributor, Llc
    Menomonee Falls, WI
Previous Registrations
Other Businesses

1.)What is the OBA called? Company/Organization? Crossway Community Church 2.)Date of the Start to the OBA? Formally in early November - 11/1/2022 3.)Address of the OBA 13905 75th Street, Bristol, WI 53104 4.)What is your role/position? I've been asked to participate in a sub-committee that will provide guidance on a charitable giving fund called Above & Beyond (A&B Fund). The sub-committee reports to the Leadership Committee of Crossway Community Church. The scope of the sub-committee includes providing input to the Leadership Team on the following: mission/vision focus, recommendations on how the funds will be invested until deployment, potentially reviewing applications of requests for funds, and recommendations on updates the congregants. 5.)Is it investment related? Yes, part of it has to do with making recommendations on possible investments of the Funds until they are deployed. 6.)What are the hours per month you actively engage in the OBA? It will vary each month but it will range from 0 to possibly 5 or more hours per month. Meetings will always be held on nights and/or weekends. 7.)Is the OBA performed during normal work day/trading hours? No - see above

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-09-29
S63 Uniform Securities Agent State Law Examination 1998-05-26
  • S65 Uniform Investment Adviser Law Examination
    1999-09-29
  • S63 Uniform Securities Agent State Law Examination
    1998-05-26

View on SEC IAPD

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