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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-07-20 |
| IL | RA | APPROVED | 2023-07-31 |
| TX | RA | APPROVED | 2023-07-19 |
Branch Locations
One Bryant Park, New York, NY 10036 • UNITED STATES
14636 N Scottsdale Rd, Scottsdale, AZ 85254 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch | Northbrook | IL | 05/1993 | Present |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Northbrook | IL | 05/1993 | Present |
I*4525276 Entity Type: Fiduciary Role Name of OBA: MLPF& S CUST FPO MRS S R E IRA FBO MRS S R E Address: Chicago, Illinois, 60646 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 05/07/2026 Number of Hours: 1, Yearly Number of Hours during trading: 1, Yearly Duties: Power of Attorney/Parents I*4529270 Entity Type: Fiduciary Role Name of OBA: MRS S R E Address: Chicago, Illinois, 60646 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 05/07/2026 Number of Hours: 1, Yearly Number of Hours during trading: 1, Yearly Duties: Power of Attorney/Parents I*4529271 Entity Type: Fiduciary Role Name of OBA: MRS S R E Address: Chicago, Illinois, 60646 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 05/07/2026 Number of Hours: 1, Yearly Number of Hours during trading: 1, Yearly Duties: Power of Attorney/Parents I*4836285 Entity Type: Fiduciary role Name of OBA: J. E. GST Trust Address: Scottsdale, Arizona, 85260 Investment Related: No Position, Title, Association: Co-Trustee Employee Start Date: 06/22/2005 Number of Hours: 0 Number of Hours during trading: 0 Duties: Co-Trustee/Child/Grandchild I*4881272 Entity Type: Fiduciary role Name of OBA: MLPF& S CUST FPO MRS S. R E. IRA FBO MRS S. R E. Address: Scottsdale, Arizona, 85260 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 04/30/2026 Number of Hours: 0 Number of Hours during trading: 0 Duties: Power of Attorney/Child/Grandchild I*4881271 Entity Type: Fiduciary role Name of OBA: MRS S. R E. TOD BENEFICIARIES ON FILE Address: Scottsdale, Arizona, 85260 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 04/30/2026 Number of Hours: 0 Number of Hours during trading: 0 Duties: Power of Attorney/Child/Grandchild I*4881270 Entity Type: Fiduciary role Name of OBA: MRS S. R E. TOD BENEFICIARIES ON FILE Address: Scottsdale, Arizona, 85260 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 04/30/2026 Number of Hours: 0 Number of Hours during trading: 0 Duties: Power of Attorney/Child/Grandchild I*5067269 Entity Type: Fiduciary role Name of OBA: S. E. TTEE S. B. TTEE U/W H. E. Address: Scottsdale, Arizona, 85260 Investment Related: No Position, Title, Association: Trustee Employee Start Date: 07/22/2026 Number of Hours: 0 Number of Hours during trading: 0 Duties: Trustee Child/Grandchild
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-06-01 |
| S63 | Uniform Securities Agent State Law Examination | 1999-12-27 |
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