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Inactive

Sergio Arturo Mariaca

Mariaca Wealth Management, LLC

Wellington, FL

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Current Employers
Mariaca Wealth Management, Llc

1200 Corporate Center Way Suite 204, Wellington, FL 33414 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2012-10-23
FL RA APPROVED 2012-06-29
  • TX RA
    APPROVED
    Since 2012-10-23
  • FL RA
    APPROVED
    Since 2012-06-29

Branch Locations

1200 Corporate Center Way Suite 204, Wellington, FL 33414 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mariaca Wealth Management, Llc. Lake Worth FL 04/2009 Present
Independent Agent Lake Worth NY 12/1998 09/2020
Previous Registrations
  • 2007-06-15 → 2012-08-31
    Lpl Financial Llc
    Jupiter, FL
    Boynton Beach, FL
    W. Palm Beach, FL
    Boca Raton, FL
    W Palm Beach, FL
    Fort Mill, SC
    Lake Worth, FL
  • 2003-02-14 → 2007-06-18
    Raymond James Financial Services, Inc.
    Boynton Beach, FL
    Boca Raton, FL
    West Palm Beach, FL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-12-17
S63 Uniform Securities Agent State Law Examination 1998-08-21
  • S65 Uniform Investment Adviser Law Examination
    2002-12-17
  • S63 Uniform Securities Agent State Law Examination
    1998-08-21
Designations
Other Names
  • Sergio A Mariaca

View on SEC IAPD

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Other Offices

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · WELLINGTON, FL
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Wellington, FL
TD PRIVATE CLIENT WEALTH LLC · Wellington, FL
EDWARD JONES · Wellington, FL
ROCKEFELLER FINANCIAL LLC · WELLINGTON, FL
LINCOLN INVESTMENT · Wellington, FL
DUNAMIS CAPITAL CONSULTING, LLC · WELLINGTON, FL
NVERSES CAPITAL, LLC · WELLINGTON, FL

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