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Current Employers
Bankers Life Advisory Services, Inc.

303 E. Wacker Drive Ste 500, Chicago, IL 60601 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-07-30
  • NY RA
    APPROVED
    Since 2021-07-30

Branch Locations

303 E. Wacker Drive Ste 500, Chicago, IL 60601 • United States

133-33 Brookville Blvd Ste 305, Rosedale, NY 11422 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bankers Life & Casualty Rosedale NY 05/2015 Present
Bankers Life Securities Inc Rosedale NY 05/2017 Present
Bankers Life Advisory Services Rosedale NY 12/2018 Present
  • 05/2015 → Present
    Bankers Life & Casualty
    Rosedale, NY
  • 05/2017 → Present
    Bankers Life Securities Inc
    Rosedale, NY
  • 12/2018 → Present
    Bankers Life Advisory Services
    Rosedale, NY
Other Businesses

BCLIC POSITION: Insurance Agent NATURE: Insurance Company INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 98 START DATE: 05/20/2015 ADDRESS: 13333 Brookville Blvd, Suite 318, Rosedale NY 11422, United States DESCRIPTION: I am a 1099 agent for BCLIC. As a BCLIC agent, I am also appointed with KFA through BCLIC which allows agents to write business for Medicare Supplement, Annuity and Equity Indexed annuity insurance products, life insurance, health and LTC.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2018-12-13
  • S63 Uniform Securities Agent State Law Examination
    2018-12-13
Other Names
  • David E Smith
  • David Smith

View on SEC IAPD

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