Best Investors
Account
Sign in
Best Investors
Account
Sign in
1001 Liberty Avenue, Pittsburgh, PA 15222-3779 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2022-10-14 |
| NY | RA | APPROVED | 2021-08-05 |
| PA | RA | APPROVED | 2021-06-22 |
| TX | RA | APPROVED_RES | 2021-06-22 |
Branch Locations
West Chester, PA • United States
1001 Liberty Avenue, Pittsburgh, PA 15222-3779 • United States
1398 Wilmington Pike, West Chester, PA 19382 • United States
Sarasota, FL • United States
1001 Liberty Avenue, Pittsburgh, PA 15222-3779 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2022-10-14 |
| NY | RA | APPROVED | 2021-08-05 |
| PR | RA | APPROVED | 2021-07-08 |
| PA | RA | APPROVED | 2021-06-22 |
| TX | RA | APPROVED_RES | 2021-06-22 |
Branch Locations
West Chester, PA • United States
1001 Liberty Avenue, Pittsburgh, PA 15222-3779 • United States
West Chester, PA • United States
Sarasota, FL • United States
101 Park Avenue Suite 4100, New York, NY 10178-0002 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2022-10-14 |
| NY | RA | APPROVED | 2021-08-05 |
| PR | RA | APPROVED | 2021-07-08 |
| TX | RA | APPROVED_RES | 2021-06-22 |
Branch Locations
West Chester, PA • United States
Sarasota, FL • United States
West Chester, PA • United States
101 Park Avenue Suite 4100, New York, NY 10178-0002 • United States
125 High Street Oliver Street Tower, 21St Floor, Boston, MA 02110 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2022-10-14 |
| NY | RA | APPROVED | 2021-08-05 |
| MA | RA | APPROVED | 2021-07-14 |
| PR | RA | APPROVED | 2021-07-08 |
| TX | RA | APPROVED_RES | 2021-06-22 |
Branch Locations
West Chester, PA • United States
125 High Street Oliver Street Tower, 21St Floor, Boston, MA 02110 • United States
West Chester, PA • United States
Sarasota, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hgk Asset Management | Jersey City | NJ | 03/2014 | 10/2016 |
| Independent Consultant - Institutional Market | West Chester | PA | 10/2016 | 03/2017 |
| Syntax Advisors, Llc | New York | NY | 03/2017 | Present |
| Foreside Fund Services, Llc | New York | NY | 06/2019 | Present |
| Federated Securities Corp. | Pittsburgh | PA | 02/2021 | Present |
| Federated Hermes Inc. | Pittsburgh | PA | 02/2021 | Present |
| Federated Investment Counseling | Pittsburgh | PA | 06/2021 | Present |
| Mdta Advisers, A Division Of Federated Mdta Llc | Boston | MA | 06/2021 | Present |
| Federated Global Investment Management Company | New York | NY | 06/2021 | Present |
FROM 1/1/2019 TO PRESENT, CHAIR OF INVESTMENT AND IS THE SECRETARY AND TRUSTEE OF THE BOARD OF DELAWARE MUSEUM OF NATURAL HISTORY LOCATED AT 4840 KENNETH PIKE, WILMINGTON, DE 19807. DUTIES ARE NOT PERFORMED DURING TRADING HOURS, BUT ARE INVESTMENT RELATED. TIME SPENT APPROXIMATELY 6 HOURS PER MONTH.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-06-17 |
| S63 | Uniform Securities Agent State Law Examination | 2013-07-01 |
| S65 | Uniform Investment Adviser Law Examination | 1998-08-13 |
Reach out to this advisor