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Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2022-09-07
  • NC RA
    APPROVED
    Since 2022-09-07

Branch Locations

Charlotte, NC • United States

7207 Ibm Drive, Charlotte, NC 28262 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Charlotte NC 11/2015 03/2022
The Vanguard Group, Inc. Charlotte NC 04/2022 08/2022
Andre L Pitts Notary Public Charlotte NC 02/2021 Present
Equitable Advisors, Llc New York NY 08/2022 Present
Equitable Charlotte NC 08/2022 Present
Northlake Inc Properties, Llc Charlotte NC 01/2018 Present
  • 11/2015 → 03/2022
    Lpl Financial
    Charlotte, NC
  • 04/2022 → 08/2022
    The Vanguard Group, Inc.
    Charlotte, NC
  • 02/2021 → Present
    Andre L Pitts Notary Public
    Charlotte, NC
  • 08/2022 → Present
    New York, NY
  • 08/2022 → Present
    Equitable
    Charlotte, NC
  • 01/2018 → Present
    Northlake Inc Properties, Llc
    Charlotte, NC
Previous Registrations
  • 2022-05-20 → 2022-09-01
    Charlotte, NC
  • 2011-03-07 → 2011-05-24
    Alight Financial Solutions, Llc
    Charlotte, NC
    Lincolnshire, IL
  • 2010-08-23 → 2011-02-10
    Fort Mill, SC
    San Diego, CA
    San Diego, CA
Other Businesses

1. NAME OF BUSINESS: Northlake INC Properties, LLC INVESTMENT-RELATED ADDRESS (City/State): Charlotte, NC POSITION: LANDLORD/OWNER START DATE: 1/2018 APPROXIMATE HOURS/MONTH: 20 HOURS DEVOTED DURING TRADING HOURS: 0. 2. NAME OF BUSINESS: Andre L Pitts Notary Public NON-INVESTMENT RELATEDADDRESS (City/State): Charlotte, NC NATURE OF BUSINESS: Notary POSITION: Notary START DATE: 2/2021 APPROX. HOURS/MONTH: 10 HOURS DEVOTED DURINGTRADING HOURS: 0 DUTIES: Notary. 3. UBER/ LYFT Driver. 9422 Prestbury Blvd Charlotte, NC 28216. As a driver,I use my own vehicle to pick up riders and drive them to preferred destinations in my city. Driver earnings are based on trips completed using the Uber app. Independent Contractor. Not investment related. 40 hours per month. 1200 monthly compensation. Start date 09/03/2022.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-05-19
S63 Uniform Securities Agent State Law Examination 2002-07-15
  • S66 Uniform Combined State Law Examination
    2022-05-19
  • S63 Uniform Securities Agent State Law Examination
    2002-07-15
Other Names
  • Andre Lavon Pitts
  • Andre L Pitts

View on SEC IAPD

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