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1345 Avenue Of The Americas, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2022-09-07 |
Branch Locations
7207 Ibm Drive, Charlotte, NC 28262 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial | Charlotte | NC | 11/2015 | 03/2022 |
| The Vanguard Group, Inc. | Charlotte | NC | 04/2022 | 08/2022 |
| Andre L Pitts Notary Public | Charlotte | NC | 02/2021 | Present |
| Equitable Advisors, Llc | New York | NY | 08/2022 | Present |
| Equitable | Charlotte | NC | 08/2022 | Present |
| Northlake Inc Properties, Llc | Charlotte | NC | 01/2018 | Present |
1. NAME OF BUSINESS: Northlake INC Properties, LLC INVESTMENT-RELATED ADDRESS (City/State): Charlotte, NC POSITION: LANDLORD/OWNER START DATE: 1/2018 APPROXIMATE HOURS/MONTH: 20 HOURS DEVOTED DURING TRADING HOURS: 0. 2. NAME OF BUSINESS: Andre L Pitts Notary Public NON-INVESTMENT RELATEDADDRESS (City/State): Charlotte, NC NATURE OF BUSINESS: Notary POSITION: Notary START DATE: 2/2021 APPROX. HOURS/MONTH: 10 HOURS DEVOTED DURINGTRADING HOURS: 0 DUTIES: Notary. 3. UBER/ LYFT Driver. 9422 Prestbury Blvd Charlotte, NC 28216. As a driver,I use my own vehicle to pick up riders and drive them to preferred destinations in my city. Driver earnings are based on trips completed using the Uber app. Independent Contractor. Not investment related. 40 hours per month. 1200 monthly compensation. Start date 09/03/2022.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-05-19 |
| S63 | Uniform Securities Agent State Law Examination | 2002-07-15 |
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