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Karen Louise Bayuga

Wells Fargo Clearing Services, LLC

Bellevue, WA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-06-24
WA RA APPROVED 2020-06-24
  • TX RA
    APPROVED
    Since 2020-06-24
  • WA RA
    APPROVED
    Since 2020-06-24

Branch Locations

555 110Th Ave Ne 10Th Fl, Bellevue, WA 98004 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
D.A. Davidson & Co. Seattle WA 11/2009 06/2020
Wells Fargo Clearing Services, Llc Seattle WA 06/2020 Present
Previous Registrations
  • 2009-06-24 → 2020-06-25
    D.A. Davidson & Co.
    Seattle, WA
  • 2006-05-04 → 2009-07-13
    Wells Fargo Investments, Llc
    Seattle, WA
    Seattle, WA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-04-07
S63 Uniform Securities Agent State Law Examination 1999-02-11
  • S66 Uniform Combined State Law Examination
    2006-04-07
  • S63 Uniform Securities Agent State Law Examination
    1999-02-11

View on SEC IAPD

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