Deborah Ruth Frankel

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2025-06-05

CA RA
APPROVED

Since 2025-06-05

Branch Locations

2555 Townsgate Rd Ste 300, Westlake Village, CA 91361 • United States

Thousand Oaks, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Western International Securities, Inc.	Pasadena	CA	05/2008	06/2025
Lpl Financial Llc	Westlake Village	CA	06/2025	Present

05/2008 → 06/2025

Western International Securities, Inc.

Pasadena, CA
06/2025 → Present

Lpl Financial Llc

Westlake Village, CA

Previous Registrations

2008-05-28 → 2025-06-05

Western International Securities, Inc.

Westlake Village, CA
2005-07-19 → 2008-06-06

Financial West Group

Westlake Village, CA

Thousand Oaks, CA

Westlake Village, CA

Westlake Village, CA
2003-07-01 → 2005-07-07

Wells Fargo Clearing Services, Llc

Westlake Village, CA
1998-03-19 → 2003-07-01

Prudential Equity Group, Llc

Westlake Village, CA

Other Businesses

1- 07/22/2025 - Coyle Hospitality - Direct Sales/ MLM - Mystery Shopper - Not Investment Related - New York, NY - Start Date 05/19/2025 - 4 hours per month/ 0 hours during trading

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1997-12-15
S63	Uniform Securities Agent State Law Examination	1997-12-01

S65 Uniform Investment Adviser Law Examination

1997-12-15
S63 Uniform Securities Agent State Law Examination

1997-12-01

View on SEC IAPD