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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2025-08-27
CA RA APPROVED 2012-04-26
TX RA APPROVED_RES 2011-10-24
ND RA APPROVED 2003-03-03
  • MN RA
    APPROVED
    Since 2025-08-27
  • CA RA
    APPROVED
    Since 2012-04-26
  • TX RA
    APPROVED_RES
    Since 2011-10-24
  • ND RA
    APPROVED
    Since 2003-03-03

Branch Locations

Chanhassen, MN • United States

800 E Colorado Blvd, Pasadena, CA 91101 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Minneapolis MN 10/1997 Present
Bank Of America, Na Minneapolis MN 12/2009 Present
Other Businesses

I*521325 For profit or not for profit: Entity For Profit Name of outside business organization: Los Angeles Junior Kings Investment related: N Address of business: El Segundo, California, 90245 Nature of business: ["Limited Liability Company"] Position, title, association: ["Other"], Start date of relationship: 9/18/2021 Number of hours devoted: 10 hour(s) Weekly Number of hours devoted during trading hours: 0 Duties: Coaching Kids Hockey, Im coaching a Hockey team for the organization

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-02-19
S66 Uniform Combined State Law Examination 1998-02-09
  • S65 Uniform Investment Adviser Law Examination
    2003-02-19
  • S66 Uniform Combined State Law Examination
    1998-02-09
Other Names
  • Jamie D Wright

View on SEC IAPD

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