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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-04-30 |
| NJ | RA | APPROVED | 2004-04-15 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Marlotn | NJ | 10/1997 | Present |
| Bank Of America, N.A. | Mount Laurel | NJ | 09/2009 | Present |
I*77684FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: INTL ASSOCIATION OF APPROVED BASKETBALL OFFICIALSINVESTMENT RELATED: NADDRESS OF BUSINESS:HADDON HEIGHTS, NEW JERSEY 8035NATURE OF BUSINESS: COOPERATIVE,POSITION, TITLE, ASSOCIATION: OTHER, REFERREESTART DATE OF RELATIONSHIP: 12/23/2014NUMBER OF HOURS DEVOTED: 5 HOUR(S) MONTHLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: REFERREE/OFFICIATOR OF HIGH SCHOOL BASKETBALL I*4468268, Entity Type: , Name of OBA: D T L, Address: haddon heights, New Jersey, 08035, Investment Related: N, Position, Title, Association: Power of Attorney, Employee Start Date: 04/20/2026, No Hours: 1 Yearly, No Hours during Trading: 0 Yearly, Duties: I*4468267, Entity Type, Name of OBA: D T L Address: haddon heights New Jersey 08035 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 04/20/2026 No Hours: 1Yearly No Hours during trading: 0 Duties:
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 1998-01-15 |
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