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Matthew Charles Hentzen

Charles Schwab & Co., Inc.

Lone Tree, CO

Omaha, NE

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2006-11-07
  • CO RA
    APPROVED
    Since 2006-11-07

Branch Locations

9800 Schwab Way, Lone Tree, CO 80124 • United States

200 S. 108 Ave, Omaha, NE 68154 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Lone Tree CO 09/1999 Present
Optionsxpress Lone Tree CO 04/2012 10/2017
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-11-06
S63 Uniform Securities Agent State Law Examination 2000-01-07
  • S66 Uniform Combined State Law Examination
    2006-11-06
  • S63 Uniform Securities Agent State Law Examination
    2000-01-07

View on SEC IAPD

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