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1100 Sw Sixth Avenue, Portland, OR 97204 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2023-01-31 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| U.S. Bancorp Investments, Inc. | St. Paul | MN | 03/2021 | 08/2022 |
| Minneapolis Public Schools | Minneapolis | MN | 08/2015 | 02/2021 |
| Securian Financial Services Inc | St Paul | MN | 08/2022 | 12/2022 |
| The Standard | Portland | OR | 01/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-09-15 |
| S65 | Uniform Investment Adviser Law Examination | 2015-03-27 |
| S63 | Uniform Securities Agent State Law Examination | 2010-10-22 |
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