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1717 Arch Street, Philadelphia, PA 19103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2017-11-02 |
| FL | RA | APPROVED | 2017-11-01 |
Branch Locations
8950 Sw 74 Court Suite 2005, Miami, FL 33156 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James & Associates, Inc. | Coral Gables | FL | 09/2003 | 10/2017 |
| Janney Montgomery Scott, Llc | Boca Raton | FL | 10/2017 | Present |
Business Network International (BNI) University Chapter, Miami, FL. Quality Assurance Chair / Membership Committe (10/2024) - responsible for ensuring all new Members are high-quality business professionals before they are accepted into the Chapter & have a strategic fit (BNI Classification). Not investment related, not compensated, 4 hours/month.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-01-04 |
| S63 | Uniform Securities Agent State Law Examination | 1998-01-20 |
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