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Current Employers
Dominion Portfolio Management, Inc.

2701 N Rocky Point Drive Suite 1000, Tampa, FL 33607 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2017-06-26
  • TX RA
    APPROVED
    Since 2017-06-26

Branch Locations

150 West Gibson, Jasper, TX 75951 • United States

2701 N Rocky Point Drive Suite 1000, Tampa, FL 33607 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Vsr Financial Services, Inc Overland Park KS 07/2005 09/2016
Texas Financial Center Jasper TX 07/1997 Present
Vsr Advisory Services Overland Park KS 09/2009 09/2016
Summit Brokerage Services, Inc. Jasper TX 09/2016 06/2017
Summit Financial Group Inc Boca Raton FL 09/2016 06/2017
Dominion Investor Services, Inc. Horseshoe Bay TX 06/2017 06/2023
Dominion Portfolio Management, Inc. Horseshoe Bay TX 06/2017 Present
Calton & Associates, Inc. Jasper TX 06/2023 Present
  • 07/2005 → 09/2016
    Vsr Financial Services, Inc
    Overland Park, KS
  • 07/1997 → Present
    Texas Financial Center
    Jasper, TX
  • 09/2009 → 09/2016
    Vsr Advisory Services
    Overland Park, KS
  • 09/2016 → 06/2017
    Summit Brokerage Services, Inc.
    Jasper, TX
  • 09/2016 → 06/2017
    Summit Financial Group Inc
    Boca Raton, FL
  • 06/2017 → 06/2023
    Dominion Investor Services, Inc.
    Horseshoe Bay, TX
  • 06/2017 → Present
    Horseshoe Bay, TX
  • 06/2023 → Present
    Calton & Associates, Inc.
    Jasper, TX
Previous Registrations
  • 2016-09-01 → 2017-06-30
    Summit Financial Group Inc
    Jasper, TX
  • 2016-09-02 → 2016-11-02
    Vsr Financial Services, Inc.
    Overland Park, KS
    Jasper, TX
  • 2009-09-15 → 2016-09-01
    Vsr Financial Services, Inc.
    Jasper, TX
    Jasper, TX
    Overland Park, KS
    Worden, IL
    Overland Park, KS
Other Businesses

1. TEXAS FINANCIAL CENTER, INC. AND JAMES E. "JIM" HUGHES, JR, DBA TEXAS FINANCIAL CENTER, EFFECTIVE 10-01-2020; NOT INVESTMENT RELATED; 150 WEST GIBSON STREET, SUITE 100, JASPER, TX 75951; LIFE AND HEALTH INSURANCE SALES; AGENT/BROKER; BEGAN 1997; 160 HOURS PER MONTH WITH 80 DURING TRADING; OWNER/OPERATOR. 2. TIMBERLAKE INSURANCE GROUP LLC; NOT INVESTMENT RELATED; 150 WEST GIBSON STREET, SUITE 200, JASPER, TX 75951; PROPERTY AND CASUALTY INSURANCE; AGENT AND MINORITY OWNER; BEGAN JULY 2014; APPROXIMATELY 5 HOURS PER WEEK AND DURING TRADING HOURS; PROPERTY AND CASUALTY INSURANCE SALES. 3. JAMES E. HUGHES, JR. DBA HUGHES RENTAL PROPERTIES, REAL ESTATE HOLDINGS, BEGAN 2014, 5 HOURS PER MONTH WITH 0 HOURS DURING TRADING.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-09-11
S63 Uniform Securities Agent State Law Examination 1997-11-06
  • S66 Uniform Combined State Law Examination
    2009-09-11
  • S63 Uniform Securities Agent State Law Examination
    1997-11-06
Other Names
  • Jim Hughes

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