Brett John Mccarthy

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TN	RA	APPROVED	2025-03-06
FL	RA	APPROVED	2016-06-17
TX	RA	APPROVED_RES	2010-06-08
NC	RA	APPROVED	2009-10-23

Branch Locations

9128 Strada Pl, Naples, FL 34108 • United States

341 Cool Springs Blvd, Franklin, TN 37067 • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Naples	FL	10/2009	Present
Bank Of America, N.A.	Naples	FL	05/2011	Present

10/2009 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Naples, FL
05/2011 → Present

Bank Of America, N.A.

Naples, FL

2008-10-31 → 2009-10-23

Banc Of America Investment Services, Inc.

Davidson, NC
2004-12-06 → 2008-11-04

Wells Fargo Clearing Services, Llc

Mooresville, NC

Statesville, NC

Statesville, NC

Statesville, NC

Statesville, NC

Statesville, NC

Statesville, NC

Charlotte, NC

Statesville, NC
2002-09-25 → 2004-12-07

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Huntersville, NC

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2002-07-05
S66	Uniform Combined State Law Examination	1999-12-09