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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-12-05
VA RA APPROVED 2008-01-01
  • TX RA
    APPROVED_RES
    Since 2025-12-05
  • VA RA
    APPROVED
    Since 2008-01-01

Branch Locations

999 Waterside Dr Ste 1800 Dominion Tower, Norfolk, VA 23510 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Norfolk VA 05/2009 11/2016
Wells Fargo Clearing Services, Llc Norfolk VA 11/2016 Present
Previous Registrations
  • 2001-07-06 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    Norfolk, VA
    Norfolk, VA
    St. Louis, MO
Other Businesses

50% OWNERSHIP - SOUTH FORK FARMS, LLC., 183 DIAMOND COURT, HARRISONBURG, VA 22801. THE TYPE OF BUSINESS: REAL ESTATE INVESTMENT, RETNAL AND WILDLIFE MANAGEMENT. DUTIES: NORTH CAROLINA MANAGER. WORKS 8 HOURS A MONTH AND 4 DURING TRADING HOURS.; TRUSTEE FOR FAMILY FOUNDATION, INV RELATED, NORFOLK, VA, START: 9/13/2019, 2 HRS/MONTH, 0 HRS DURING TRADING.; MASONIC TEMPLE ENDOWMENT FUND; INVESTMENT RELATED; NORFOLK,VA; TRUSTEE; START DATE 04/30/2013; NUMBER OF HOURS PER MONTH 1; NUMBER OF HOURS DURING TRADING 0; ADVISING ON INVESTMENTS.; POWER OF ATTORNEY FOR MOTHER, INV RELATED, NORFOLK, VA, START: 4/30/2024, LESS THAN 1 HOUR A MONTH, 1 HOUR DURING TRADING. BREEDEN-ADAMS FOUNDATION, INVT RELATED, NORFOLK, VA, PRESIDENT/TREASURER, START DATE 12/20/2023, 1 HR PER MONTH, 0 HRS DURING TRADING, ATTENDING MEETINGS, WRITING CHECKS FOR CANCER RESEARCH AFTER FAMILY BOARD APPROVES OF FUNDING. | EXECUTOR OF ESTATE; INVESTMENT RELATED; HEARD COUNTY, GA; EXECUTOR; 01/31/2025; 20 HOURS PER MONTH; 20 HOURS DURING TRADING HOURS; ACT AS ADMINISTRATOR OF BROTHER'S ESTATE

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-24
S63 Uniform Securities Agent State Law Examination 1997-12-12
  • S65 Uniform Investment Adviser Law Examination
    1999-12-24
  • S63 Uniform Securities Agent State Law Examination
    1997-12-12

View on SEC IAPD

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