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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-12-05 |
| VA | RA | APPROVED | 2008-01-01 |
Branch Locations
999 Waterside Dr Ste 1800 Dominion Tower, Norfolk, VA 23510 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Norfolk | VA | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Norfolk | VA | 11/2016 | Present |
50% OWNERSHIP - SOUTH FORK FARMS, LLC., 183 DIAMOND COURT, HARRISONBURG, VA 22801. THE TYPE OF BUSINESS: REAL ESTATE INVESTMENT, RETNAL AND WILDLIFE MANAGEMENT. DUTIES: NORTH CAROLINA MANAGER. WORKS 8 HOURS A MONTH AND 4 DURING TRADING HOURS.; TRUSTEE FOR FAMILY FOUNDATION, INV RELATED, NORFOLK, VA, START: 9/13/2019, 2 HRS/MONTH, 0 HRS DURING TRADING.; MASONIC TEMPLE ENDOWMENT FUND; INVESTMENT RELATED; NORFOLK,VA; TRUSTEE; START DATE 04/30/2013; NUMBER OF HOURS PER MONTH 1; NUMBER OF HOURS DURING TRADING 0; ADVISING ON INVESTMENTS.; POWER OF ATTORNEY FOR MOTHER, INV RELATED, NORFOLK, VA, START: 4/30/2024, LESS THAN 1 HOUR A MONTH, 1 HOUR DURING TRADING. BREEDEN-ADAMS FOUNDATION, INVT RELATED, NORFOLK, VA, PRESIDENT/TREASURER, START DATE 12/20/2023, 1 HR PER MONTH, 0 HRS DURING TRADING, ATTENDING MEETINGS, WRITING CHECKS FOR CANCER RESEARCH AFTER FAMILY BOARD APPROVES OF FUNDING. | EXECUTOR OF ESTATE; INVESTMENT RELATED; HEARD COUNTY, GA; EXECUTOR; 01/31/2025; 20 HOURS PER MONTH; 20 HOURS DURING TRADING HOURS; ACT AS ADMINISTRATOR OF BROTHER'S ESTATE
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-24 |
| S63 | Uniform Securities Agent State Law Examination | 1997-12-12 |
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