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7474 North Figueroa Street Suite 100, Los Angeles, CA 90041 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-12-23 |
Branch Locations
7474 North Figueroa Street Suite 100, Los Angeles, CA 90041 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research, Inc | Fairfield | IA | 11/2006 | Present |
| Mason & Associates, Inc | Los Angeles | CA | 08/2006 | Present |
| Mason & Associates, Inc. | Los Angeles | CA | 01/2007 | Present |
1)INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. 2)ROSEMARY CHILDREN'S SERVICES (NON-INVESTMENT RELATED), 36 S. KINNELOA AVE. SUITE 200, PASADENA, CA 91107; BOARD MEMBER; START DATE: 11/1/08; 5 HR/MO, 0 HR DURING SECURITIES TRADING HRS. 3)NOBLESVILLE WEST LLC 2525 RISA DRIVE GLENDALE, CA 91208. BEGAN 01/01/2011 AS MEMBER OF LLC THAT MANAGES REAL ESTATE FOR MASON FAMILY, HAVING CONTROL OVER THE CHECKING ACCOUNT AT A LOCAL BANK TO MANAGE BILLES AND DEPOSITS FOR THE LLC. NOT INVESTMENT RELATED. DEVOTES 1 HR/WK. NONE DURING TRADING. 4)CHARLES W MASON & ASSOC, 2525 RISA DR, GLENDALE, CA 91208. BEGAN 1/2003 AS MANAGING DIRECTOR FOR CORPORATION THAT PROVIDES FINANCIAL AND INSURANCE ADVISORY SERVICES. DEVOTES 40 HR/MO- 3 HR/TRADING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-12-22 |
| S63 | Uniform Securities Agent State Law Examination | 2000-01-18 |
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