David Scott Rossler

Current Employers

Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2023-01-12
FL	RA	APPROVED	2006-12-19

TX RA
APPROVED_RES

Since 2023-01-12
FL RA
APPROVED

Since 2006-12-19

Branch Locations

Boca Raton, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Rossler & Co. Pa	Deerfield Beach	FL	01/1997	Present
Cetera Financial Specialists Llc	Schaumburg	IL	06/2004	Present
Cetera Investment Advisers Llc	Schaumburg	IL	11/2006	Present

01/1997 → Present

Rossler & Co. Pa

Deerfield Beach, FL
06/2004 → Present

Cetera Financial Specialists Llc

Schaumburg, IL
11/2006 → Present

Cetera Investment Advisers Llc

Schaumburg, IL

Other Businesses

1) ROSSLER & COMPANY, PA; NOT INV REL; DEERFIELD BRACH, FL; ACCOUNTING AND TAX SERVICES; PRESIDENT; START DATE 1/1997; 160 HRS/MTH: 2) D & M ASSOCIATES, INC;NOT INV REL; DEERFIELD BEACH, FL; BOOKKEEPING SERVICES, OFFICE SUPPLIES; PRESIDENT; START DATE 3/2002; 10 HRS/MTH: 3)COLLECTING RENEWALS ONLY FROM JOHN HANCOCK, GUARDIAN, PRINCIPAL AND OTHER CARRIERS FOR LONG-TERM CARE AND OTHER FIXED INSURANCE:

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2006-12-15
S63	Uniform Securities Agent State Law Examination	1997-12-08

S65 Uniform Investment Adviser Law Examination

2006-12-15
S63 Uniform Securities Agent State Law Examination

1997-12-08