Rolando F Zabala

Current Employers

Employment History

• 11/2012 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Miami, FL

Previous Registrations

• 2006-05-08 → 2012-11-07
  Wells Fargo Clearing Services, Llc
  Miami, FL
  Miami, FL
  Miami, FL
  Weston, FL
• 1998-01-01 → 2006-04-04
  Banc Of America Investment Services, Inc.
  Miami, FL

Other Businesses

I*58729 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: ROLANDO ZABALA INVESTMENT RELATED: N ADDRESS OF BUSINESS: MIAMI, FLORIDA 33172 NATURE OF BUSINESS: OTHER,RENTAL UNIT PERSONALLY OWNED POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 5/1/2010 NUMBER OF HOURS DEVOTED: 2 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: LANDLORD. THIS IS A RENTAL UNIT. MY RESPONSIBILITIES ARE LIMITED TO COLLECTING RENT, PAYING FOR MAINTENANCE, REAL ESTATE TAXES,INSURANCE AND REPAIRS AS NEEDED. I*75488 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: APARTMENT FOR RENT INVESTMENT RELATED: N ADDRESS OF BUSINESS: MIAMI, FLORIDA 33193 NATURE OF BUSINESS: OTHER,RENTAL PROPERTY JOINTLY OWNED WITH MY WIFE POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 10/1/2014 NUMBER OF HOURS DEVOTED: 2 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: RENTAL PROPERTY JOINTLY OWNED WITH MY WIFE ELIZABETH. LANDLORD DUTIES SHARED WITH MY WIFE. I*91692 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: HOUSE FOR RENT INVESTMENT RELATED: N ADDRESS OF BUSINESS: MIAMI, FLORIDA 33165 NATURE OF BUSINESS: OTHER,HOUSE JOINTLY OWNED WITH WIFE POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 4/15/2016 NUMBER OF HOURS DEVOTED: 1 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: HOUSE FOR RENT, JOINTLY OWNED WITH MY WIFE. LANDLORD DUTIES SHARED WITH MY WIFE. I*8158 For profit or not for profit: Name of outside business organization: Avila South Condo Unit XX Investment related: Address of business: Sunny Isles Beach, Florida 33160 Nature of business: , Position, title, association: , Start date of relationship: 6/1/2019 Number of hours devoted: 8 hour(s) Number of hours devoted during trading hours: 0 Duties:

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-10-27
• S63 Uniform Securities Agent State Law Examination
  1997-12-10

Other Names

• Rolando Zabala
• Rolando Zabala
• Rolando Fidel Zabala