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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-04-11
FL RA APPROVED 2017-03-25
  • TX RA
    APPROVED_RES
    Since 2017-04-11
  • FL RA
    APPROVED
    Since 2017-03-25

Branch Locations

1000 Corporate Dr, Suite 700 Radice Iii, Ft Lauderdale, FL 33334-3637 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc Fort Lauderdale FL 01/2014 03/2017
Mml Investors Services, Llc Fort Lauderdale FL 03/2017 Present
Massmutual Life Insurance Co Fort Lauderdale FL 07/2016 Present
  • 01/2014 → 03/2017
    Metlife Securities Inc
    Fort Lauderdale, FL
  • 03/2017 → Present
    Fort Lauderdale, FL
  • 07/2016 → Present
    Massmutual Life Insurance Co
    Fort Lauderdale, FL
Previous Registrations
  • 2014-02-11 → 2017-03-25
    Msi Financial Services, Inc.
    Fort Lauderdale, FL
  • 2013-01-04 → 2014-02-10
    Miramar, FL
  • 2006-11-27 → 2012-12-17
    Msi Financial Services, Inc.
    Fort Lauderdale, FL
    Fort Lauderdale, FL
Other Businesses

NAME: THE SIMON GROUP INV REL: Y ADDR: 1000 CORPORATE DR STE 700 FORT LAUDERDALE FL 33334 NATURE: OUTSIDE INSURANCE SALES POSITION: AGENT START: 12/12/2019 NO HRS/MO: 4 NO HRS/MO DUR TRADING: 4 DESCRIBE DUTIES: LIFE, FIXED ANNUITIES, DISABILITY, LONG-TERM CARE, & HEALTH.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-11-10
S63 Uniform Securities Agent State Law Examination 1998-08-26
  • S66 Uniform Combined State Law Examination
    2006-11-10
  • S63 Uniform Securities Agent State Law Examination
    1998-08-26

View on SEC IAPD

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