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Current Employers
Mondrian Investment Partners (U.S.), Inc.

201 King Of Prussia Road Suite 620, Radnor, PA 19087 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2006-01-06
  • PA RA
    APPROVED
    Since 2006-01-06

Branch Locations

201 King Of Prussia Road Suite 620, Radnor, PA 19087 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mondrian Investment Partners (U.S.), Inc. Radnor PA 09/2004 Present
Foreside Fund Services Radnor PA 12/2015 Present
Other Businesses

1)Mondrian Investment Partners; Radnor, PA; Investment Related, Began 01/01/1990; Investment; Executive Client Service and Business Development Officer, Partner; Client Services, Marketing and Consultant Relations; 200 hours per month with 160 hours during securities trading hours. 2) Rental Property; Buck Hill Falls, PA; Non-investment related; Began 08/11/2018; 1 hour per month no hours during securities trading hours. 3) Holy Child School at Rosemont, Rosemont, PA, Investment Related, Start Date 03/01/2021, Investment Committee Member, Makes investment decisions for the school's endowment fund, 1 hour per month with 0 during securities trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2016-01-14
  • S63 Uniform Securities Agent State Law Examination
    2016-01-14
Other Names
  • Laura Anne Dubs

View on SEC IAPD

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